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EVERSOURCE ENERGY — Director's Dealing 2020
Feb 7, 2020
30196_dirs_2020-02-07_40c9719e-f78b-47e3-9c37-d7310d72a22b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2020-02-05
Reporting Person: LEMBO PHILIP J (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-05 | Common Shares, $5.00 par value | A | 8635 | — | Acquired | 48365 | Direct |
| 2020-02-05 | Common Shares, $5.00 par value | A | 18931 | — | Acquired | 67296 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 542 | Indirect |
| Common Shares, $5.00 par value | 125 | Indirect |
| Common Shares, $5.00 par value | 35 | Indirect |
Footnotes
F1: Grant of restricted share units (RSUs) which vest in three equal installments on February 5, 2021, 2022 and 2023. Restricted share units are distributable in Eversource Energy common shares on a one-for-one basis. RSU holders are entitled to receive dividend equivalents, exempt from line item reporting under SEC Rule 16a-11, to the same extent dividends are paid on common shares.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Performance shares and dividend equivalent shares for the 2017-2019 Long-Term Incentive Program as determined on February 5, 2020.
F4: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.