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EVERSOURCE ENERGY — Director's Dealing 2020
Feb 7, 2020
30196_dirs_2020-02-07_764c281c-4a71-4af6-8631-429632a2024a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2019-12-31
Reporting Person: SCHWEIGER WERNER J (Executive VP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-01 | Common Shares, $5.00 par value | G | 1299 | — | Disposed | 4596 | Indirect |
| 2019-03-01 | Common Shares, $5.00 par value | G | 433 | — | Acquired | 433 | Indirect |
| 2019-03-05 | Common Shares, $5.00 par value | G | 437 | — | Disposed | 4596 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 162719 | Direct |
| Common Shares, $5.00 par value | 437 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (61171) | 61171 | Direct |
Footnotes
F1: Includes deferred shares, restricted share units and dividend equivalents thereon.
F2: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
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