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EVERSOURCE ENERGY — Director's Dealing 2019
Feb 14, 2019
30196_dirs_2019-02-14_b58a69f8-b790-405d-abf5-ef71eb79aa88.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2018-12-31
Reporting Person: LEMBO PHILIP J (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-07 | Common Shares, $5.00 par value | G | 150 | — | Disposed | 33931 | Direct |
| 2018-08-08 | Common Shares, $5.00 par value | G | 150 | — | Disposed | 33781 | Direct |
| 2018-08-07 | Common Shares, $5.00 par value | G | 100 | — | Disposed | 33681 | Direct |
| 2018-08-07 | Common Shares, $5.00 par value | G | 100 | — | Acquired | 524 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 2900 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (4021) | 4021 | Direct |
Footnotes
F1: Includes restricted share units and dividend equivalents thereon.
F2: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.