AI assistant
EVERSOURCE ENERGY — Director's Dealing 2019
Feb 22, 2019
30196_dirs_2019-02-22_d6c55a08-70c7-4974-ba5c-f5835cd02ba1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2019-02-21
Reporting Person: JUDGE JAMES J (President and CEO, Chairman of the Bd and Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-21 | Common Shares, $5.00 par value | F | 5512 | $70.27 | Disposed | 183648 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 26413 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (90785) | 90785 | Direct |
Footnotes
F1: Disposition of common shares to satisfy tax withholding obligations.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.