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EVERSOURCE ENERGY Director's Dealing 2019

Aug 28, 2019

30196_dirs_2019-08-28_a1a836e7-0241-4250-9f9c-3447cff4c99f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2019-08-26

Reporting Person: LEMBO PHILIP J (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-26 Common Shares, $5.00 par value S 1256 $79.61 Disposed 40699 Direct
2019-08-26 Common Shares, $5.00 par value G 373 Disposed 40326 Direct
2019-08-26 Common Shares, $5.00 par value G 373 Disposed 39953 Direct
2019-08-26 Common Shares, $5.00 par value G 373 Disposed 39580 Direct
2019-08-26 Common Shares, $5.00 par value G 125 Disposed 39455 Direct
2019-08-26 Common Shares, $5.00 par value G 125 Acquired 125 Indirect
2019-08-26 Common Shares, $5.00 par value G 3 Disposed 39452 Direct
2019-08-26 Common Shares, $5.00 par value G 3 Acquired 535 Indirect
2019-08-26 Common Shares, $5.00 par value I 3094 $79.94 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-26 Phantom Shares $ I 4080 Disposed Common Shares, $5.00 par value (4080) Direct

Footnotes

F1: The price in Column 4 is the weighted average price. These shares were sold in two transactions at prices of $79.605 and $79.611. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at the prices set forth above.

F2: Includes restricted share units and dividend equivalents thereon.

F3: Bona fide gift to family charitable trust for which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities.

F4: Represents shares held by a family charitable trust for the benefit of certain members of the reporting person's family, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities.

F5: Bona fide gift to custodial account for which the reporting person is the custodian. The reporting person disclaims beneficial ownership of these securities.

F6: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F7: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.

F8: Reporting person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.