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EVERSOURCE ENERGY — Director's Dealing 2018
Feb 20, 2018
30196_dirs_2018-02-20_dc5b890c-f300-4ec8-9ec3-37d74f9555af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2018-02-15
Reporting Person: JUDGE JAMES J (President and CEO, Chairman of the Bd and Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Shares, $5.00 par value | F | 1599 | $57.58 | Disposed | 159005 | Direct |
| 2018-02-15 | Common Shares, $5.00 par value | F | 1893 | $57.58 | Disposed | 157112 | Direct |
| 2018-02-15 | Common Shares, $5.00 par value | F | 7377 | $57.58 | Disposed | 149735 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 25475 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (87832) | 87832 | Direct |
Footnotes
F1: Disposition of common shares to satisfy tax withholding obligations.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.