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EVERSOURCE ENERGY Director's Dealing 2018

Aug 14, 2018

30196_dirs_2018-08-14_0774eb46-616f-4247-82a1-e5a6c2b304cb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2018-08-10

Reporting Person: SCHWEIGER WERNER J (Executive VP and COO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-10 Phantom Shares $ I 31552 Disposed Common Shares, $5.00 par value (31552) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, $5.00 par value 169888 Direct
Common Shares, $5.00 par value 266 Indirect

Footnotes

F1: Includes deferred shares, restricted share units and dividend equivalents thereon.

F2: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.

F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.

F4: Each phantom share was the common equivalent of one Eversource Energy common share. Phantom shares can be transferred into alternative investment funds at any time.

F5: The value of phantom shares was based on the Eversource Energy common shares closing price on the Transaction Date.