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EVERSOURCE ENERGY — Director's Dealing 2018
Aug 14, 2018
30196_dirs_2018-08-14_0774eb46-616f-4247-82a1-e5a6c2b304cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2018-08-10
Reporting Person: SCHWEIGER WERNER J (Executive VP and COO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-10 | Phantom Shares | $ | I | 31552 | Disposed | Common Shares, $5.00 par value (31552) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 169888 | Direct |
| Common Shares, $5.00 par value | 266 | Indirect |
Footnotes
F1: Includes deferred shares, restricted share units and dividend equivalents thereon.
F2: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
F4: Each phantom share was the common equivalent of one Eversource Energy common share. Phantom shares can be transferred into alternative investment funds at any time.
F5: The value of phantom shares was based on the Eversource Energy common shares closing price on the Transaction Date.