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EVERSOURCE ENERGY — Director's Dealing 2017
Feb 14, 2017
30196_dirs_2017-02-14_6ee4cf7f-0795-4c7a-82ca-baf01d35cceb.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2016-12-31
Reporting Person: MAY THOMAS J (Chrmn of the Board & Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-05 | Common Shares, $5.00 par value | G | 161842 | — | Acquired | 161842 | Indirect |
| 2016-12-05 | Common Shares, $5.00 par value | G | 161842 | — | Disposed | 198093 | Direct |
| 2016-12-13 | Common Shares, $5.00 par value | G | 120500 | — | Disposed | 198093 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 71155 | Indirect |
Footnotes
F1: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.