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EVERSOURCE ENERGY — Director's Dealing 2017
Feb 22, 2017
30196_dirs_2017-02-22_5575eaec-c4e2-4129-85a9-d2d732832c09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2017-02-17
Reporting Person: LEMBO PHILIP J (EVP, CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Shares, $5.00 par value | F | 251 | $55.95 | Disposed | 21596 | Direct |
| 2017-02-17 | Common Shares, $5.00 par value | F | 197 | $55.95 | Disposed | 21399 | Direct |
| 2017-02-17 | Common Shares, $5.00 par value | F | 206 | $55.95 | Disposed | 21193 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 2549 | Indirect |
| Common Shares, $5.00 par value | 396 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (3771) | 3771 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.