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EVERSOURCE ENERGY — Director's Dealing 2017
Feb 27, 2017
30196_dirs_2017-02-27_a7080bac-b874-422b-8c4c-4700979b96ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2017-02-23
Reporting Person: Carmody Christine M (EVP - HR and IT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-23 | Common Shares, $5.00 par value | A | 4410 | — | Acquired | 69419 | Direct |
| 2017-02-23 | Common Shares, $5.00 par value | F | 1432 | $56.15 | Disposed | 67987 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 7783 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (177) | 177 | Direct |
Footnotes
F1: Performance shares and dividend equivalent shares for the 2014-2016 Long-Term Incentive Program as determined on February 23, 2017.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Shares withheld to satisfy tax withholding obligation.
F4: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.