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EVERSOURCE ENERGY — Director's Dealing 2017
Mar 24, 2017
30196_dirs_2017-03-24_ebe2f0f9-12f6-451c-8e1c-c4605acd1b57.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2017-03-22
Reporting Person: SCHWEIGER WERNER J (Executive VP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-22 | Common Shares, $5.00 par value | M | 39360 | $24.74 | Acquired | 197682 | Direct |
| 2017-03-22 | Common Shares, $5.00 par value | S | 39360 | $60.00 | Disposed | 158322 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-22 | Employee Stock Option (Right to Buy) | $24.74 | M | 39360 | Disposed | 2018-01-24 | Common Shares, $5.00 par value (39360) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 9877 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (107374) | 107374 | Direct |
Footnotes
F1: Includes deferred shares, restricted share units and dividend equivalents thereon.
F2: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.