AI assistant
EVERSOURCE ENERGY — Director's Dealing 2017
Jun 1, 2017
30196_dirs_2017-06-01_83844c04-1888-437d-bb97-c3353619548d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2017-05-31
Reporting Person: SCHWEIGER WERNER J (Executive VP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-31 | Common Shares, $5.00 par value | M | 36736 | $26.90 | Acquired | 196205 | Direct |
| 2017-05-31 | Common Shares, $5.00 par value | S | 36736 | $62.00 | Disposed | 159469 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-31 | Employee Stock Option (Right to Buy) | $26.90 | M | 36736 | Disposed | 2020-01-28 | Common Shares, $5.00 par value (36736) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 9949 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (108241) | 108241 | Direct |
Footnotes
F1: Includes deferred shares, restricted share units and dividend equivalents thereon.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2017.
F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.