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EVERSOURCE ENERGY — Director's Dealing 2017
Aug 21, 2017
30196_dirs_2017-08-21_4ee43a2d-4400-4bd4-84a4-f0773e75482d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2017-08-17
Reporting Person: SCHWEIGER WERNER J (Executive VP and COO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-17 | Phantom Shares | $ | I | 21817 | Disposed | Common Shares, $5.00 par value (21817) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 160398 | Direct |
| Common Shares, $5.00 par value | 10026 | Indirect |
Footnotes
F1: Includes deferred shares, restricted share units and dividend equivalents thereon.
F2: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
F4: Each phantom share was the economic equivalent of one Eversource energy common share. Phantom shares could be transferred into alternative investment funds at any time.