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EVERSOURCE ENERGY — Director's Dealing 2016
Jan 20, 2016
30196_dirs_2016-01-20_c0d3085c-7bb1-43c4-bf4b-628cdc4355c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2016-01-15
Reporting Person: GIFFORD CHARLES K (Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-15 | Common Shares, $5.00 par value | A | 2637 | — | Acquired | 17578 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (46502) | 46502 | Direct |
Footnotes
F1: Restricted share units that vested on January 19, 2016, receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, formerly the Northeast Utilities Deferred Compensation Plan for Trustees, a non-qualified plan. These shares are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11.