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EVERSOURCE ENERGY — Director's Dealing 2016
Feb 23, 2016
30196_dirs_2016-02-23_509ef39f-d792-4207-a996-be97fd31ba1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2016-02-19
Reporting Person: MAY THOMAS J (Chrmn of Bd, President & CEO, Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-19 | Common Shares, $5.00 par value | F | 5847 | $53.51 | Disposed | 430000 | Direct |
| 2016-02-19 | Common Shares, $5.00 par value | F | 8904 | $53.51 | Disposed | 421096 | Direct |
| 2016-02-19 | Common Shares, $5.00 par value | F | 8127 | $53.51 | Disposed | 412969 | Direct |
| 2016-02-22 | Common Shares, $5.00 par value | F | 30867 | $54.67 | Disposed | 382103 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 68904 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (914770) | 914770 | Direct |
Footnotes
F1: Disposition of common shares to satisfy tax withholding obligations.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.