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EVERSOURCE ENERGY — Director's Dealing 2016
Jul 18, 2016
30196_dirs_2016-07-18_f03a9e11-11b1-474d-9b24-b73f12cd8bfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2016-07-15
Reporting Person: MAY THOMAS J (Chrmn of the Board & Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-15 | Common Shares, $5.00 par value | A | 1140 | — | Acquired | 316709 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 69979 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (928596) | 928596 | Direct |
Footnotes
F1: Restricted share units that vested on July 18, 2016, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th day of January following the reporting person's retirement from Board services.
F2: The reporting person's total includes vested restricted share units, receipt of which has been deferred, and dividend equivalents thereon.
F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.