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EVERSOURCE ENERGY — Director's Dealing 2015
Jan 20, 2015
30196_dirs_2015-01-20_ff98e1ff-01d7-4d58-b55f-28d3bf691f38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHEAST UTILITIES (NU)
CIK: 0000072741
Period of Report: 2015-01-15
Reporting Person: DiStasio James S (Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-15 | Common Shares, $5.00 par value | A | 1863 | — | Acquired | 8506 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (8580) | 8580 | Direct |
Footnotes
F1: Restricted share units that vested on January 16, 2015, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Reporting Person's deferred compensation under the NU Trustee Deferred Plan, formerly of the NSTAR Trustee Deferred Plan, a non-qualified plan, The nature of said shares have not been changed and are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC rule 16a-11.