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EVERSOURCE ENERGY Director's Dealing 2015

Feb 5, 2015

30196_dirs_2015-02-05_1e7f0db9-2478-4492-aa0c-ef612bbde738.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHEAST UTILITIES (NU)
CIK: 0000072741
Period of Report: 2015-02-03

Reporting Person: JUDGE JAMES J (EVP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-03 Common Shares, $5.00 par value A 9800 Acquired 172351 Direct
2015-02-04 Common Shares, $5.00 par value F 2770 $55.80 Disposed 169581 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, $5.00 par value 22507 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Shares $ Common Shares, $5.00 par value (79784) 79784 Direct

Footnotes

F1: Grant of restricted share units (RSUs) which vests in three equal portions on February 3, 2016, 2017, and 2018. Restricted share units are distributable in Northeast Utilities common shares on a one-for-one basis. RSU holders are entitled to receive dividend equivalents, exempt from line item reporting under SEC Rule 16a-11, to the same extent dividends are paid on common shares.

F2: Includes restricted share units and dividend equivalents thereon.

F3: Shares withheld to satisfy tax withholding obligation.

F4: Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.

F5: Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.