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EVERSOURCE ENERGY — Director's Dealing 2015
Apr 14, 2015
30196_dirs_2015-04-14_6519d255-b1f6-4521-a9b3-f2249e3eba32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHEAST UTILITIES (ES)
CIK: 0000072741
Period of Report: 2015-04-10
Reporting Person: NOLAN JOSEPH R JR (SVP-Corporate Relations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-10 | Common Shares, $5.00 par value | F | 19354 | $49.96 | Disposed | 37175 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 16109 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Shares, $5.00 par value (51045) | 51045 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4: Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.