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EVERSOURCE ENERGY — Director's Dealing 2015
Jun 3, 2015
30196_dirs_2015-06-03_2ab4cf4d-b1fd-4c79-a5dd-66af60df21d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EVERSOURCE ENERGY (ES)
CIK: 0000072741
Period of Report: 2015-06-01
Reporting Person: Carmody Christine M (SVP - Human Resources)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-01 | Phantom Shares | $ | I | 18368 | Disposed | Common Shares, $5.00 par value (18368) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 52152 | Direct |
| Common Shares, $5.00 par value | 6864 | Indirect |
Footnotes
F1: Includes restricted share units and dividend equivalents thereon.
F2: Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F3: Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified plan deferred compensation plan that is nominally invested in Eversource Energy common shares.
F4: Each phantom share was the economic equivalent of one Eversource Energy common share. Phantom shares could be transferred into alternative investment funds at any time.
F5: The value of the phantom shares was based on the Eversource Energy common share closing price on the Transaction Date.