AI assistant
EVERSOURCE ENERGY — Director's Dealing 2014
Feb 7, 2014
30196_dirs_2014-02-06_7c750361-da2f-4517-a5a9-7d222ab5eab6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHEAST UTILITIES (NU)
CIK: 0000072741
Period of Report: 2014-02-04
Reporting Person: BUTH JAY S. (VP, Controller, Chief Acct Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-04 | Common Shares, $5.00 par value | A | 2200 | — | Acquired | 17360 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $5.00 par value | 671 | Indirect |
Footnotes
F1: Grant of restricted share units (RSUs) which vests in three equal portions on February 4, 2015, 2016, and 2017. Restricted share units are distributable in Northeast Utilities common shares on a one-for-one basis. RSU holders are entitled to receive dividend equivalents, exempt from line item reporting under SEC Rule 16a-11, to the same extent dividends are paid on common shares.
F2: Includes shares and restricted share units and dividend equivalents thereon.
F3: Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's record keeper.