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EVERSOURCE ENERGY Director's Dealing 2014

Feb 7, 2014

30196_dirs_2014-02-06_b5bf0966-3283-4130-ac46-e19ee8a12d62.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHEAST UTILITIES (NU)
CIK: 0000072741
Period of Report: 2014-02-04

Reporting Person: NOLAN JOSEPH R JR (SVP-Corporate Relations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-04 Common Shares, $5.00 par value A 4800 Acquired 59505 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, $5.00 par value 15106 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Shares $ Common Shares, $5.00 par value (48984) 48984 Direct

Footnotes

F1: Grant of restricted share units (RSUs) which vests in three equal portions on February 4, 2015, 2016, and 2017. Restricted share units are distributable in Northeast Utilities common shares on a one-for-one basis. RSU holders are entitled to receive dividend equivalents, exempt from line item reporting under SEC Rule 16a-11, to the same extent dividends are paid on common shares.

F2: Includes restricted share units and dividend equivalents thereon.

F3: Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's record keeper.

F4: Reporting Person's deferred compensation under the NSTAR Deferred Plan which was merged into the NU Deferred Compensation Plan effective January 1, 2014, which deferred compensation is nominally invested as common shares. Each phantom share represents the right to receive one NU Common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend equivalents exempt from the line item reporting under SEC Rule 16a-11.