Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EVERSOURCE ENERGY Director's Dealing 2014

Feb 26, 2014

30196_dirs_2014-02-25_5b35a932-9e5b-4613-a7a3-40764957f897.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHEAST UTILITIES (NU)
CIK: 0000072741
Period of Report: 2014-02-21

Reporting Person: BUTLER GREGORY B (Sr VP, General Counsel & Secy)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-21 Common Shares, $5.00 par value F 996 $44.97 Disposed 154679 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, $5.00 par value 4566 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Shares $ Common Shares, $5.00 par value (198) 198 Direct

Footnotes

F1: Disposition of restricted shares upon vesting to satisfy tax withholding obligations.

F2: Includes restricted share units and dividend equivalents thereon.

F3: Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's record keeper.

F4: Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.