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EVERSOURCE ENERGY Director's Dealing 2014

Nov 24, 2014

30196_dirs_2014-11-24_80b0c896-4d75-4e78-af89-e9cb844915d9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHEAST UTILITIES (NU)
CIK: 0000072741
Period of Report: 2014-11-20

Reporting Person: Olivier Leon J (EVP-Business Development)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-20 Common Shares, $5.00 par value S 100 $50.014 Disposed 153417 Direct
2014-11-20 Common Shares, $5.00 par value S 2042 $50.0227 Disposed 151375 Direct
2014-11-20 Common Shares, $5.00 par value G 2550 Disposed 148825 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, $5.00 par value 3151 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Shares $ Common Shares, $5.00 par value (3726) 3726 Direct

Footnotes

F1: Includes restricted share units and dividend equivalents thereon.

F2: Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.

F3: Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.