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Evergy, Inc. Director's Dealing 2021

Oct 4, 2021

30344_dirs_2021-10-04_186211e1-5072-4c54-a8d9-2251a24dc3cc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Evergy, Inc. (EVRG)
CIK: 0001711269
Period of Report: 2021-09-30

Reporting Person: WILDER C JOHN (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-30 Common Stock P 18495 $62.7288 Acquired 2367168 Indirect
2021-09-30 Common Stock P 1268 $63.5644 Acquired 2368436 Indirect
2021-10-01 Common Stock P 19930 $62.1095 Acquired 2388366 Indirect
2021-10-01 Common Stock P 100 $62.69 Acquired 2388466 Indirect
2021-10-04 Common Stock P 18017 $62.3618 Acquired 2406483 Indirect
2021-10-04 Common Stock P 2208 $62.7397 Acquired 2408691 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-01 Director Deferred Share Units $ A 523 Acquired Common Stock (523) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants $64.70 2024-04-14 Common Stock (3950000) 3950000 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $62.24 to $63.23, inclusive. The reporting person undertakes to provide to Evergy, Inc. ("Evergy"), any security holder of Evergy, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

F2: Represents shares directly beneficially owned by BEP Special Situations V LLC. The reporting person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is the managing member of Bluescape Energy Partners IV GP LLC ("Main Fund") and Main Fund is acting as the Manager of BEP Special Situations V LLC. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $63.26 to $63.96, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $61.55 to $62.54, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $61.64 to $62.63, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $62.65 to $62.84, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

F7: Director Deferred Share Units represent the right to receive one share of Evergy common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F8: Represents warrants to purchase shares of common stock of Evergy directly beneficially owned by BEP Special Situations V LLC. The reporting person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is the managing member of Main Fund and Main Fund is acting as the Manager of BEP Special Situations V LLC.