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Evergy, Inc. — Director's Dealing 2020
Mar 5, 2020
30344_dirs_2020-03-04_866cba58-b0f5-4b85-adc5-30114cb98358.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evergy, Inc. (EVRG)
CIK: 0001711269
Period of Report: 2020-03-02
Reporting Person: BASSHAM TERRY D (Director, PRESIDENT AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Common Stock | A | 44425 | — | Acquired | 219220 | Direct |
| 2020-03-02 | Common Stock | F | 16738 | $65.35 | Disposed | 202482 | Direct |
| 2020-03-02 | Common Stock | F | 6161 | $65.35 | Disposed | 196321 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-03 | Restricted Stock Units | $ | A | 14069 | Acquired | Common Stock (14069) | Direct |
Footnotes
F1: Award of common stock in settlement of performance share grants under the Company's Long-Term Incentive Plan.
F2: Includes 918 shares acquired through reinvestment of dividends. In addition, the March 2019 award of 16,501 time-based restricted stock units that was previously reported in Table I has been moved to Table II.
F3: Relinquished to the Company for withholding taxes incident to settlement of performance share grants under the Company's Long Term Incentive Plan on March 2, 2020.
F4: Relinquished to the Company for withholding taxes incident to the vesting of restricted stock on March 2, 2020.
F5: A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock.
F6: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 18,296 units (plus reinvested dividends related to those units) vest on June 5, 2020, (ii) 16,501 units (plus reinvested dividends related to those units) vest on March 1, 2022, and (iii) 14,069 units (plus reinvested dividends related to those units) vest on March 3, 2023.
F7: Includes (i) 18,296 time-based restricted stock units granted on June 4, 2018 (plus 888 units acquired through reinvestment of dividends on those units), (ii) 16,501 time-based restricted stock units granted on March 1, 2019 (plus 524 units acquired through reinvestment of dividends on those units), and (iii) 14,069 time-based restricted stock units granted on March 3, 2020.