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Evergy, Inc. — Director's Dealing 2020
Mar 5, 2020
30344_dirs_2020-03-04_a1a8930b-51c7-4729-b37c-2afb2a6a3501.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evergy, Inc. (EVRG)
CIK: 0001711269
Period of Report: 2020-03-02
Reporting Person: Caisley Charles A. (SVP - MKTG & PA & CHIEF CO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Common Stock | A | 4208 | — | Acquired | 22603 | Direct |
| 2020-03-02 | Common Stock | F | 1139 | $65.35 | Disposed | 21464 | Direct |
| 2020-03-02 | Common Stock | F | 392 | $65.35 | Disposed | 21072 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-03 | Restricted Stock Units | $ | A | 1108 | Acquired | Common Stock (1108) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60 | Indirect |
| Common Stock | 419 | Indirect |
Footnotes
F1: Award of common stock in settlement of performance share grants under the Company's Long-Term Incentive Plan.
F2: Includes 88 shares acquired through reinvestment of dividends. In addition, the March 2019 award of 1,171 time-based restricted stock units that was previously reported in Table I has been moved to Table II.
F3: Relinquished to the Company for withholding taxes incident to settlement of performance share grants under the Company's Long-Term Incentive Plan on March 2, 2020.
F4: Relinquished to the Company for withholding taxes incident to the vesting of restricted stock on March 2, 2020.
F5: A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock.
F6: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 4,879 units (plus reinvested dividends related to those units) vest on June 5, 2020, (ii) 1,171 units (plus reinvested dividends related to those units) vest on March 1, 2022, and (iii) 1,108 units (plus reinvested dividends related to those units) vest on March 3, 2023.
F7: Includes (i) 4,879 time-based restricted stock units granted on June 4, 2018 (plus 237 units acquired through reinvestment of dividends on those units), (ii) 1,171 time-based restricted stock units granted on March 1, 2019 (plus 37 units acquired through reinvestment of dividends on those units), and (iii) 1,108 time-based restricted stock units granted on March 3, 2020.