Evercore Inc. — Director's Dealing 2023

Mar 10, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2023-03-06

Reporting Person: LaLonde Timothy Gilbert (Chief Financial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Shares of Class A common stock, par value $0.01 per share	42172	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class K-P Units of Evercore LP	$		Shares of Class A common stock, par value $0.01 per share (100000)		Direct
Class A units of Evercore LP	$		Shares of Class A common stock, par value $0.01 per share (1000)		Direct

Footnotes

F1: The reporting person holds 100,000 Class K-P Units of Evercore LP. The Class K-P Units will vest and convert into a number of Class K Units based on the achievement of certain market and service conditions and the achievement of financial performance targets. Pursuant to the Certificate of Incorporation of Evercore Inc. and the Limited Partnership Agreement of Evercore LP, these newly issued Class K Units will, subject to certain restrictions, be exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock of Evercore Inc.

F2: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-time basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.