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Evercore Inc. — Director's Dealing 2022
Feb 25, 2022
30471_dirs_2022-02-25_bebb6f8c-d2e4-4ac4-bbcf-89c53b585356.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2022-02-24
Reporting Person: HYMAN EDWARD S (Vice Chair EVR & Chairman EISI)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-24 | Shares of Class A common stock, par value $0.01 per share | C | 2545205 | — | Acquired | 2602417 | Indirect |
| 2022-02-24 | Shares of Class A common stock, par value $0.01 per share | J | 458137 | — | Disposed | 2144280 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-24 | Class E Units of Evercore LP | $ | C | 2545205 | Disposed | Shares of Class A common stock, par value $0.01 per share (2545205) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Units of Evercore LP | $ | Class A Units of Evercore LP () | 1200 | Direct |
Footnotes
F1: On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person.
F2: Pursuant to the Certificate of Incorporation of Evercore Inc. and the LP Agreement, as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into shares of Class A common stock.
F3: Includes Shares of Class A Common Stock and unvested restricted stock units.
F4: The Reporting Person held the shares and/or LP Units (as applicable) through ISI Holding Inc., which was a corporation controlled by the Reporting Person.