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Evercore Inc. — Director's Dealing 2022
Mar 3, 2022
30471_dirs_2022-03-03_518e75c7-b58d-4b6c-8374-2a5bc1280c08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2022-03-01
Reporting Person: WEINBERG JOHN S (Director, CEO/Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-01 | Shares of Class A common stock, par value $0.01 per share | F | 119457 | $125.01 | Acquired | 604302 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-01 | Class I-P Units of Evercore LP | $ | C | 400000 | Disposed | Shares of Class A common stock, par value $0.01 per share (400000) | Direct | |
| 2022-03-01 | Class I Units of Evercore LP | $ | C | 400000 | Acquired | Shares of Class A common stock, par value $0.01 per share (400000) | Direct |
Footnotes
F1: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.
F2: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
F3: On March 1, 2022, in accordance with their terms, the 400,000 Class I-P Units of Evercore LP owned by Mr. Weinberg automatically vested and converted into 400,000 Class I Units of Evercore LP.