Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Evercore Inc. Director's Dealing 2022

Dec 16, 2022

30471_dirs_2022-12-16_55038506-bed3-4de8-a8c6-79245255cab9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2022-12-15

Reporting Person: Altman Roger C (Director, Founder and Senior Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-15 Shares of Class B common stock, par value $0.01 per share G 1 $0.00 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-12-15 Partnership units of Evercore LP $ G 287536 Disposed Shares of Class A common stock, par value $0.01 per share (287536) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Shares of Class B common stock, par value $0.01 per share 1 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Partnership units of Evercore LP $ Shares of Class A common stock, par value $0.01 per share (333384) 333384 Direct

Footnotes

F1: These securities were held in trust for the benefit of members of Mr. Altman's family. Mr. Altman does not have an economic interest in the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

F2: Represents a distribution of securities by that trust to the trust's beneficiaries in connection with a distribution of all of the trust's assets.

F3: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.