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Evercore Inc. — Director's Dealing 2022
Dec 16, 2022
30471_dirs_2022-12-16_55038506-bed3-4de8-a8c6-79245255cab9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2022-12-15
Reporting Person: Altman Roger C (Director, Founder and Senior Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-15 | Shares of Class B common stock, par value $0.01 per share | G | 1 | $0.00 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-15 | Partnership units of Evercore LP | $ | G | 287536 | Disposed | Shares of Class A common stock, par value $0.01 per share (287536) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Partnership units of Evercore LP | $ | Shares of Class A common stock, par value $0.01 per share (333384) | 333384 | Direct |
Footnotes
F1: These securities were held in trust for the benefit of members of Mr. Altman's family. Mr. Altman does not have an economic interest in the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
F2: Represents a distribution of securities by that trust to the trust's beneficiaries in connection with a distribution of all of the trust's assets.
F3: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.