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Evercore Inc. — Director's Dealing 2021
May 14, 2021
30471_dirs_2021-05-14_a5280ffb-edef-4c95-a373-a9a2fb4365e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2021-05-13
Reporting Person: HYMAN EDWARD S (Vice Chair EVR & Chairman EISI)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-13 | Class A Partnership Units of Evercore LP | D | 1200 | — | Disposed | 47119 | Direct |
| 2021-05-13 | Shares of Class B common stock, par value $0.01 per share | A | 1 | — | Acquired | 1 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-13 | Class A Partnership Units of Evercore LP | $ | A | 1200 | Acquired | Shares of Class A common stock, par value $0.01 per share (1200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class B common stock, par value $0.01 per share | 2 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class E Units of Evercore LP | $ | Shares of Class A common stock, par value $0.01 per share () | 2545205 | Indirect |
Footnotes
F1: On May 13, 2021, the Reporting Person exchanged 1,200 shares of Class A common stock for an equal number of Evercore LP partnership units
F2: On May 13, 2021, the Reporting Person purchased one share of Class B common stock for par value. Class B common stock has no associated economic rights.
F3: The Reporting Person holds 2,545,205 Class E Units and 2 Class B Shares through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person.
F4: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.