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Evercore Inc. — Director's Dealing 2021
May 14, 2021
30471_dirs_2021-05-14_f87d904a-d796-43d2-b871-b178ff4ab969.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2021-05-12
Reporting Person: SCHLOSSTEIN RALPH (Director, Co-CEO/Co-Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Shares of Class A common stock, par value $0.01 per share | D | 500 | — | Disposed | 454775 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-12 | Partnership units of Evercore LP | $ | A | 500 | Acquired | Shares of Class A common stock, par value $0.01 per share (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class A common stock, par value $0.01 per share | 100000 | Indirect |
Footnotes
F1: On May 12, 2021, the Reporting Person exchanged 500 shares of Class A common stock for an equal number of Evercore LP partnership units.
F2: These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
F3: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.