Evercore Inc. — Director's Dealing 2020

Jan 31, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2019-12-31

Reporting Person: Altman Roger C (Director, Founder and Senior Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-22	Shares of Class A common stock, par value $0.01 per share	G	3615	$0.00	Disposed	185361	Direct
2019-05-22	Shares of Class A common stock, par value $0.01 per share	G	1205	$0.00	Disposed	184156	Direct
2019-05-22	Shares of Class A common stock, par value $0.01 per share	G	2410	$0.00	Disposed	181746	Direct
2019-05-22	Shares of Class A common stock, par value $0.01 per share	G	1205	$0.00	Disposed	180541	Direct
2019-05-29	Shares of Class A common stock, par value $0.01 per share	G	4900	$0.00	Disposed	175641	Direct
2019-05-29	Shares of Class A common stock, par value $0.01 per share	G	1700	$0.00	Disposed	173941	Direct
2019-08-23	Shares of Class A common stock, par value $0.01 per share	G	7200	$0.00	Disposed	166741	Direct
2019-08-23	Shares of Class A common stock, par value $0.01 per share	G	2530	$0.00	Disposed	164211	Direct
2019-08-23	Shares of Class A common stock, par value $0.01 per share	G	6330	$0.00	Disposed	157881	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Shares of Class B common stock, par value $0.01 per share	1	Direct
Shares of Class B common stock, par value $0.01 per share	1	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Partnership Units of Evercore LP	$		Shares of Class A common stock, par value $0.01 per share (366784)	366784	Direct
Partnership Units of Evercore LP	$		Shares of Class A common stock, par value $0.01 per share (287536)	287536	Indirect

Footnotes

F1: Mr. Altman has made a bona fide gift of these shares of Class A Common Stock to unaffiliated not-for-profit institutions.

F2: These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

F3: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.