Evercore Inc. — Director's Dealing 2020

Jan 31, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2019-12-31

Reporting Person: SCHLOSSTEIN RALPH (Director, President and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-12	Partnership units of Evercore LP	$	G	20000	Disposed		Shares of Class A common stock, par value $0.01 per share (450000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Shares of Class A common stock, par value $0.01 per share	129702	Direct
Shares of Class B common stock, par value $0.01 per share	1	Direct
Shares of Class B common stock, par value $0.01 per share	1	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Partnership units of Evercore LP	$		Shares of Class A common stock, par value $0.01 per share (100000)	100000	Indirect

Footnotes

F1: These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

F2: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F3: Mr. Schlosstein has made a bona fide gift of these shares Evercore LP partnership units to unaffiliated not-for-profit institutions.