Evercore Inc. — Director's Dealing 2018

Feb 3, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2017-12-31

Reporting Person: Altman Roger C (Director, Founder and Senior Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-06	Shares of Class A common stock, par value $0.01 per share	G	6800	$0.00	Disposed	210918	Direct
2017-02-06	Shares of Class A common stock, par value $0.01 per share	G	12900	$0.00	Disposed	198018	Direct
2017-02-06	Shares of Class A common stock, par value $0.01 per share	G	3200	$0.00	Disposed	194818	Direct
2017-02-09	Shares of Class A common stock, par value $0.01 per share	G	3200	$0.00	Disposed	191618	Direct
2017-02-09	Shares of Class A common stock, par value $0.01 per share	G	3200	$0.00	Disposed	188418	Direct
2017-02-09	Shares of Class A common stock, par value $0.01 per share	G	1275	$0.00	Disposed	187143	Direct
2017-07-28	Shares of Class A common stock, par value $0.01 per share	G	8300	$0.00	Disposed	178843	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-06	Partnership units of Evercore LP	$	G	26000	Disposed		Shares of Class A common stock, par value $0.01 per share (26000)	Direct
2017-05-16	Partnership units of Evercore LP	$	G	14000	Disposed		Shares of Class A common stock, par value $0.01 per share (14000)	Direct
2017-10-13	Partnership units of Evercore LP	$	G	13000	Disposed		Shares of Class A common stock, par value $0.01 per share (13000)	Direct
2017-11-20	Partnership units of Evercore LP	$	G	15000	Disposed		Shares of Class A common stock, par value $0.01 per share (15000)	Direct
2017-11-30	Partnership units of Evercore LP	$	G	5000	Disposed		Shares of Class A common stock, par value $0.01 per share (5000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Shares of Class A common stock, par value $0.01 per share	50000	Indirect
Shares of Class B common stock, par value $0.01 per share	1	Direct
Shares of Class B common stock, par value $0.01 per share	1	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Partnership units of Evercore LP	$		Shares of Class A common stock, par value $0.01 per share (362536)	362536	Indirect

Footnotes

F1: Mr. Altman has made bona fide gifts of these shares of Class A common stock to unaffiliated not-for-profit institutions.

F2: Mr. Altman has made a bona fide gift of these shares of Class A common stock to the Altman Kazickas Foundation, a not-for-profit institution.

F3: These shares of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class A common stock for the purposes of Section 16 or any other purpose.

F4: These shares of Class B common stock are held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class B common stock and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class B common stock for the purposes of Section 16 or any other purpose.

F5: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.