Evercore Inc. — Director's Dealing 2018

Feb 6, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2018-02-01

Reporting Person: Altman Roger C (Director, Founder and Senior Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-01	Shares of Class A common stock, par value $0.01 per share	C	100000	—	Acquired	278843	Direct
2018-02-01	Shares of Class A common stock, par value $0.01 per share	C	75000	—	Acquired	125000	Indirect
2018-02-01	Shares of Class A common stock, par value $0.01 per share	S	21254	$101.7408	Disposed	257589	Direct
2018-02-01	Shares of Class A common stock, par value $0.01 per share	S	634	$102.45	Disposed	256955	Direct
2018-02-02	Shares of Class A common stock, par value $0.01 per share	S	15884	$99.4408	Disposed	241071	Direct
2018-02-02	Shares of Class A common stock, par value $0.01 per share	S	23191	$100.1671	Disposed	217880	Direct
2018-02-02	Shares of Class A common stock, par value $0.01 per share	S	3761	$100.9072	Disposed	214119	Direct
2018-02-01	Shares of Class A common stock, par value $0.01 per share	S	23859	$101.7566	Disposed	101141	Indirect
2018-02-01	Shares of Class A common stock, par value $0.01 per share	S	2266	$102.4993	Disposed	98875	Indirect
2018-02-02	Shares of Class A common stock, par value $0.01 per share	S	15434	$99.4403	Disposed	83441	Indirect
2018-02-02	Shares of Class A common stock, par value $0.01 per share	S	22699	$100.1667	Disposed	60742	Indirect
2018-02-02	Shares of Class A common stock, par value $0.01 per share	S	3596	$100.8837	Disposed	57146	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-01	Partnership units of Evercore LP	$	C	100000	Disposed		Shares of Class A common stock, par value $0.01 per share (100000)	Direct
2018-02-01	Partnership units of Evercore LP	$	C	75000	Disposed		Shares of Class A common stock, par value $0.01 per share (75000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Shares of Class B common stock, par value $0.01 per share	1	Direct
Shares of Class B common stock, par value $0.01 per share	1	Indirect

Footnotes

F1: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F2: These securities of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities of Class A common stock for the purposes of Section 16 or any other purpose.

F3: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $101.40 to $102.35 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F4: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $102.40 to $102.50 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F5: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $98.75 to $99.725 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F6: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $99.75 to $100.725 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F7: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $100.75 to $101.175 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F8: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $101.35 to $102.30 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F9: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $102.35 to $102.80 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F10: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $100.75 to $101.10 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F11: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.