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Evercore Inc. Director's Dealing 2018

Feb 7, 2018

30471_dirs_2018-02-06_859ed39c-6875-494a-9e00-f4ea92e9d31c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2018-02-04

Reporting Person: Altman Roger C (Director, Founder and Senior Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-04 Shares of Class A common stock, par value $0.01 per share F 29491 $100.00 Disposed 184628 Direct
2018-02-05 Shares of Class A common stock, par value $0.01 per share S 12546 $95.8759 Disposed 172082 Direct
2018-02-05 Shares of Class A common stock, par value $0.01 per share S 8447 $96.7978 Disposed 163635 Direct
2018-02-05 Shares of Class A common stock, par value $0.01 per share S 10101 $97.6152 Disposed 153534 Direct
2018-02-05 Shares of Class A common stock, par value $0.01 per share S 4182 $98.4702 Disposed 149352 Direct
2018-02-05 Shares of Class A common stock, par value $0.01 per share S 2200 $93.5523 Disposed 54946 Indirect
2018-02-05 Shares of Class A common stock, par value $0.01 per share S 16646 $94.6188 Disposed 38300 Indirect
2018-02-05 Shares of Class A common stock, par value $0.01 per share S 16229 $95.804 Disposed 22071 Indirect
2018-02-05 Shares of Class A common stock, par value $0.01 per share S 9311 $96.9093 Disposed 12760 Indirect
2018-02-05 Shares of Class A common stock, par value $0.01 per share S 9360 $97.7447 Disposed 3400 Indirect
2018-02-05 Shares of Class A common stock, par value $0.01 per share S 3400 $98.5176 Disposed 0 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Shares of Class B common stock, par value $0.01 per share 1 Direct
Shares of Class B common stock, par value $0.01 per share 1 Indirect

Footnotes

F1: These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.

F2: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $95.25 to $96.15 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F3: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $96.20 to $97.15 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F4: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $97.20 to $98.15 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F5: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $98.20 to $98.85 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F6: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $93.15 to $93.90 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F7: These securities are held in trust for the benefit of Mr. Altman's family. Mr. Altman's family disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

F8: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $94.30 to $95.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F9: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $95.30 to $96.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F10: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $96.30 to $97.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F11: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $97.30 to $98.25 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F12: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $98.30 to $98.90 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.