Evercore Inc. — Director's Dealing 2018

Oct 26, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Evercore Inc. (EVR)
CIK: 0001360901
Period of Report: 2018-10-25

Reporting Person: Altman Roger C (Director, Founder and Senior Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-25	Shares of Class A common stock, par value $0.01 per share	C	100000	—	Acquired	283279	Direct
2018-10-25	Shares of Class A common stock, par value $0.01 per share	S	100000	$83.00	Disposed	183279	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-10-25	Partnership units of Evercore LP	$	C	100000	Disposed		Shares of Class A common stock, par value $0.01 per share (100000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Shares of Class B common stock, par value $0.01 per share	1	Direct
Shares of Class B common stock, par value $0.01 per share	1	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Partnership units of Evercore LP	$		Shares of Class A common stock, par value $0.01 per share ()	287536	Indirect

Footnotes

F1: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F2: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $83.00 to $83.04 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.

F3: These securities are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these securities held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or any other purpose.

F4: Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.