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Evercore Inc. — Director's Dealing 2016
Feb 29, 2016
30471_dirs_2016-02-29_5af58aa4-bb52-43ca-ab82-f7f58aa519b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2016-02-25
Reporting Person: Altman Roger C (Director, Executive Chairman)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-25 | Partnership units of Evercore LP | $ | J | 138113 | Disposed | Shares of Class A common stock, par value $0.01 per share (138113) | Indirect | |
| 2016-02-25 | Partnership units of Evercore LP | $ | J | 138113 | Acquired | Shares of Class A common stock, par value $0.01 per share (138113) | Direct |
Footnotes
F1: Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
F2: Represents a transfer by a trust for the benefit of Mr. Altman's family to Mr. Altman in connection with the long-term strategy for estate planning of Mr. Altman and his family. Such transfer was in satisfaction of a note payable by the trust to Mr. Altman.
F3: These Evercore LP units are held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these partnership units and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these partnership units for the purposes of Section 16 or for any other purpose.