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Evercore Inc. — Director's Dealing 2016
Dec 12, 2016
30471_dirs_2016-12-12_bb46ce7f-8f51-4b46-b191-e7399b915e14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2016-12-09
Reporting Person: Altman Roger C (Director, Founder and Senior Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-09 | Shares of Class A common stock, par value $0.01 per share | A | 89 | $0.00 | Acquired | 306442 | Direct |
| 2016-12-09 | Shares of Class A common stock, par value $0.01 per share | A | 89 | $0.00 | Acquired | 306531 | Direct |
| 2016-12-09 | Shares of Class A common stock, par value $0.01 per share | A | 229 | $0.00 | Acquired | 306760 | Direct |
| 2016-12-09 | Shares of Class A common stock, par value $0.01 per share | A | 449 | $0.00 | Acquired | 307209 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class A common stock, par value $0.01 per share | 50000 | Indirect |
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
| Shares of Class B common stock, par value $0.01 per share | 1 | Indirect |
Footnotes
F1: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 18,286 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.
F2: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 18,388 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.
F3: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 47,397 unvested underlying RSUs awarded on February 18, 2015. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2015.
F4: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 93,125 unvested underlying RSUs awarded on February 17, 2016. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 17, 2016.
F5: These shares of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class A common stock for the purposes of Section 16 or any other purpose.
F6: This share of Class B common stock is held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of this share of Class B common stock and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose.