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Evercore Inc. — Director's Dealing 2015
Jan 6, 2015
30471_dirs_2015-01-06_ff6a6191-3271-46fa-b703-7c5109a752a9.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2014-12-31
Reporting Person: Altman Roger C (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-07 | Shares of Class A common stock, par value $0.01 per share | G | 9500 | $0.00 | Disposed | 303150 | Direct |
| 2014-02-07 | Shares of Class A common stock, par value $0.01 per share | G | 9500 | $0.00 | Disposed | 293650 | Direct |
| 2014-08-05 | Shares of Class A common stock, par value $0.01 per share | G | 10500 | $0.00 | Disposed | 283150 | Direct |
| 2014-09-05 | Shares of Class A common stock, par value $0.01 per share | G | 6750 | $0.00 | Disposed | 276400 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class A common stock, par value $0.01 per share | 50000 | Indirect |
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
| Shares of Class B common stock, par value $0.01 per share | 1 | Indirect |
Footnotes
F1: Mr. Altman has made a bona fide gift of these shares of Class A common stock to an unaffiliated not-for-profit institution.
F2: Mr. Altman has made a bona fide gift of these shares of Class A common stock to the Altman Kazickas Foundation, a not-for-profit institution.
F3: These shares of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class A common stock for the purposes of Section 16 or any other purpose.
F4: This share of Class B common stock is held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of this share of Class B common stock and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose.