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Evercore Inc. — Director's Dealing 2014
Sep 15, 2014
30471_dirs_2014-09-15_3a8d6b35-221c-4339-83e6-5b7906d789d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2014-09-12
Reporting Person: Altman Roger C (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-12 | Shares of Class A common stock, par value $0.01 per share | A | 74 | $0.00 | Acquired | 310798 | Direct |
| 2014-09-12 | Shares of Class A common stock, par value $0.01 per share | A | 46 | $0.00 | Acquired | 310844 | Direct |
| 2014-09-12 | Shares of Class A common stock, par value $0.01 per share | A | 231 | $0.00 | Acquired | 311075 | Direct |
| 2014-09-12 | Shares of Class A common stock, par value $0.01 per share | A | 99 | $0.00 | Acquired | 311174 | Direct |
| 2014-09-12 | Shares of Class A common stock, par value $0.01 per share | A | 274 | $0.00 | Acquired | 311448 | Direct |
| 2014-09-12 | Shares of Class A common stock, par value $0.01 per share | A | 184 | $0.00 | Acquired | 311632 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class A common stock, par value $0.01 per share | 50000 | Indirect |
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
| Shares of Class B common stock, par value $0.01 per share | 1 | Indirect |
Footnotes
F1: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 14,717 unvested underlying RSUs awarded on February 4, 2011. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 4, 2011.
F2: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 9,097 unvested underlying RSUs awarded on February 18, 2011. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2011.
F3: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 46,257 unvested underlying RSUs awarded on February 6, 2012. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 6, 2012.
F4: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 19,746 unvested underlying RSUs awarded on February 15, 2012. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 15, 2012.
F5: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 54,856 unvested underlying RSUs awarded on February 12, 2013. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 12, 2013.
F6: Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 36,775 unvested underlying RSUs awarded on February 11, 2014. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 11, 2014.
F7: These shares of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class A common stock held by the trust and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class A common stock for the purposes of Section 16 or any other purpose.
F8: This share of Class B common stock is held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of this share of Class B common stock and he does not have voting or investment power over the trust, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose.