AI assistant
Evercore Inc. — Director's Dealing 2014
Nov 10, 2014
30471_dirs_2014-11-10_6695902e-7c02-45c8-9725-0abfd564c871.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2014-10-31
Reporting Person: HYMAN EDWARD S (Vice Chair EPI & Chairman EISI)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class E Units of Evercore LP | $ | Shares of Class A common stock, par value $0.01 per share (1183220) | Indirect |
Footnotes
F1: Pursuant to the Certificate of Incorporation of Evercore Partners Inc. and the Limited Partnership Agreement of Evercore LP, 40% of the Class E units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates following the date hereof. The remaining Class E units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock in one-third increments on quarterly exchange dates following October 31 of each of 2015, 2016 and 2017.
F2: The Reporting Person holds 1,179,434 of the Class E units through ISI Holding, Inc. and 3,786 of the Class E units through ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person.