Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Evercore Inc. Director's Dealing 2013

Aug 13, 2013

30471_dirs_2013-08-13_59d5bca5-4546-4efe-af49-613a28aa9e4e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2013-08-09

Reporting Person: Altman Roger C (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-09 Shares of Class A common stock, par value $0.01 per share C 250000 Acquired 250000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-09 Partnership units of Evercore LP $ C 250000 Disposed Shares of Class A common stock, par value $0.01 per share (250000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Shares of Class A common stock, par value $0.01 per share 389976 Direct
Shares of Class B common stock, par value $0.01 per share 1 Direct
Shares of Class B common stock, par value $0.01 per share 1 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Partnership units of Evercore LP $ Shares of Class A common stock, par value $0.01 per share (571671) 571671 Direct

Footnotes

F1: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.

F2: These shares of Class A common stock are held for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these shares of Class A common stock, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these shares of Class A common stock for the purposes of Section 16 or any other purpose.

F3: This share of Class B common stock is held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of this share of Class B common stock, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose.

F4: Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

F5: These Evercore LP units are held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of these partnership units and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these partnership units for the purposes of Section 16 or for any other purpose.