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Evercore Inc. — Director's Dealing 2012
Feb 10, 2012
30471_dirs_2012-02-10_7ee0ae18-c569-435e-ae21-e92b1f7b59a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2012-02-09
Reporting Person: Mestre Eduardo G (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-09 | Shares of Class A common stock, par value $0.01 per share | S | 21945 | $28.3314 | Disposed | 229378 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-09 | Partnership units of Evercore LP | $ | A | 3884 | Acquired | Shares of Class A common stock, par value $0.01 per share (3884) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
Footnotes
F1: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $28.13 to $28.65 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
F2: Represents a re-allocation pursuant to the terms of the Evercore LP ("ELP") partnership agreement, as amended ("Agreement"), of unvested ELP limited partnership units that were forfeited on January 3, 2012 and not an increase in the total number of ELP partnership units. ELP partnership units are, subject to certain vesting, transfer and other restrictions as set forth in the Agreement, exchangeable on a one-for-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
F3: ELP limited partnership units are, subject to certain restrictions in the ELP partnership agreement, exchangeable on a one-for-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.