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Evercore Inc. — Director's Dealing 2012
Feb 8, 2012
30471_dirs_2012-02-08_ea7041de-0bf9-415f-af18-487ff585b768.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2012-02-06
Reporting Person: Mestre Eduardo G (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-06 | Shares of Class A common stock, par value $0.01 per share | A | 52767 | — | Acquired | 267080 | Direct |
| 2012-02-06 | Shares of Class A common stock, par value $0.01 per share | F | 15757 | $29.185 | Disposed | 251323 | Direct |
| 2012-02-06 | Shares of Class A common stock, par value $0.01 per share | C | 33850 | — | Acquired | 285173 | Direct |
| 2012-02-06 | Shares of Class A common stock, par value $0.01 per share | S | 33850 | $29.0455 | Disposed | 251323 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-06 | Partnership units of Evercore LP | $ | C | 33850 | Disposed | Shares of Class A common stock, par value $0.01 per share (33850) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
Footnotes
F1: Restricted Stock Units, which vest in four equal installments beginning on the first anniversary of the grant date.
F2: These shares were surrendered to Evercore Partners Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.
F3: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.
F4: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at price ranging from approximately $28.79 to $29.20 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
F5: Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis of shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.