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Evercore Inc. — Director's Dealing 2012
Sep 12, 2012
30471_dirs_2012-09-12_b47516c6-6466-4f10-b0b6-558f37070297.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2012-09-10
Reporting Person: ASPE PEDRO (Director, Co-Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-10 | Shares of Class A common stock, par value $0.01 per share | G | 276430 | — | Acquired | 377308 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
| Shares of Class B common stock, par value $0.01 per share | 1 | Indirect |
Footnotes
F1: These shares of Class A common stock were distributed to Mr. Aspe by a trust over which Mr. Aspe does not have voting or investment power, but that is for the benefit of Mr. Aspe, members of his family and certain charitable organizations. The trust acquired the shares upon exchange of Evercore LP partnership units in accordance with the Evercore LP partnership agreement.
F2: This share of Class B common stock is held in trust for the benefit of certain directors and employees of Protego. Mr. Aspe disclaims beneficial ownership of this share of Class B common stock for purposes of Section 16 or any other purpose.