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Evercore Inc. — Director's Dealing 2012
Sep 17, 2012
30471_dirs_2012-09-17_a07ea649-8a7b-45e6-ada9-7ecb12367bc1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2012-09-14
Reporting Person: FRANKEL ADAM B (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-14 | Shares of Class A common stock, par value $0.01 per share | C | 1500 | — | Acquired | 30572 | Direct |
| 2012-09-14 | Shares of Class A common stock, par value $0.01 per share | S | 1500 | $26.8173 | Disposed | 29072 | Direct |
| 2012-09-14 | Shares of Class A common stock, par value $0.01 per share | S | 1522 | $26.8716 | Disposed | 27550 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-14 | Partnership units of Evercore LP | $ | C | 1500 | Disposed | Shares of Class A common stock, par value $0.01 per share (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
Footnotes
F1: Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.
F2: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $26.80 to $26.82 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
F3: This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $26.85 to $26.89 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
F4: Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.