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Evercore Inc. — Director's Dealing 2011
Jun 23, 2011
30471_dirs_2011-06-23_659b9cf7-531f-4e4d-9bd6-5ef911d621a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Evercore Partners Inc. (EVR)
CIK: 0001360901
Period of Report: 2011-06-22
Reporting Person: FRANKEL ADAM B (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-22 | Shares of Class A common stock, par value $0.01 per share | F | 104 | $33.39 | Disposed | 23225 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-22 | Partnership units of Evercore LP | $ | D | 17000 | Disposed | Shares of Class A common stock, par value $0.01 per share (17000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares of Class B common stock, par value $0.01 per share | 1 | Direct |
Footnotes
F1: Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock dividends and reclassifications.
F2: Reported sales price per partnership unit does not reflect expense reimbursement equal to $1.46 per partnership unit, which was deducted from the amount paid to Mr. Frankel.
F3: These shares were surrendered to Evercore Partners Inc. for the payment of taxes in connection with the vesting of a previously granted restricted stock unit award.